Clin Exp Otorhinolaryngol.  2024 Aug;17(3):226-233. 10.21053/ceo.2023.00037.

Influence of Sleep Stage on the Determination of Positional Dependency in Patients With Obstructive Sleep Apnea

Affiliations
  • 1Department of Otorhinolaryngology, Gyeongsang National University Hospital, Jinju, Korea
  • 2Department of Biostatistics, Clinical Trial Center, Biomedical Research Institute, Pusan National University Hospital, Busan, Korea
  • 3Regional Cardiocerebrovascular Disease Center, Gyeongsang National University Hospital, Jinju, Korea
  • 4Section of Hematology-Oncology, Baylor College of Medicine, Houston, TX, USA
  • 5Institute of Medical Science, Gyeongsang National University, Jinju, Korea
  • 6Department of Otorhinolaryngology, Gyeongsang National University Changwon Hospital, Changwon, Korea
  • 7Department of Otorhinolaryngology, Gyeongsang National University College of Medicine, Jinju, Korea

Abstract


Objectives
. The supine sleep position and the rapid eye movement (REM) stage are widely recognized to exacerbate the severity of obstructive sleep apnea (OSA). Position-dependent OSA is generally characterized by an apnea-hypopnea index (AHI) that is at least twice as high in the supine position compared to other sleep positions. However, this condition can be misdiagnosed if a particular sleep stage—REM or non-REM (NREM)—predominates in a specific position. We explored the impact of the sleep stage on positional dependency in OSA.
Methods
. Polysomnographic data were retrospectively analyzed from 111 patients with OSA aged 18 years or older, all of whom had an AHI exceeding five events per hour and slept in both supine and non-supine positions for at least 5% of the total sleep time. The overall ratio of non-supine AHI to supine AHI (NS/S-AHI ratio) was compared between total, REM, and NREM sleep. Additionally, a weighted NS/S-AHI ratio, reflecting the proportion of time spent in each sleep stage, was calculated and compared to the original ratio.
Results
. The mean NS/S-AHI ratio was consistent between the entire sleep period and the specific sleep stages. However, the NS/S-AHI ratios for individual patients displayed poor agreement between total sleep and the specific stages. Additionally, the weighted NS/S-AHI ratio displayed poor agreement with the original NS/S-AHI ratio, primarily due to discrepancies in patients with mild to moderate OSA.
Conclusion
. The weighted NS/S-AHI ratio may help precisely assess positional dependency.

Keyword

Diagnosis; Polysomnography; Obstructive Sleep Apnea; Sleep Stages; Supine Position

Figure

  • Fig. 1. Comparison of the ratio of non-supine apnea-hypopnea index (AHI) to supine AHI (NS/S-AHI ratio) during total, rapid eye movement (REM), and non-REM (NREM) sleep. The mean value of the NS/S-AHI ratio during the entire sleep period did not differ significantly from that during REM sleep (A), but the values for individual patients displayed poor agreement (Lin concordance correlation coefficient [CCC], 0.43; 95% confidence interval [CI], 0.26–0.57). Eight outliers (7.2%) were present beyond ±2 standard deviations (SDs) from the mean difference between these two ratios (B, C). Similarly, the mean value of the NS/S-AHI ratio during the entire sleep period was not significantly different from that during NREM sleep (D), but the values for individual patients also showed poor agreement (CCC, 0.81; 95% CI, 0.74–0.86). Two outliers (1.8%) were found beyond ±2 SDs from the mean difference between those two ratios (E, F). Likewise, the mean values of the NS/S-AHI ratio during REM and NREM sleep were not significantly different (G), but the patient-specific values again showed poor agreement (CCC, 0.25; 95% CI, 0.06–0.43). Six outliers (5.4%) were observed beyond ±2 SDs from the mean difference between those two ratios (H, I). R, REM sleep; NR, NREM sleep.

  • Fig. 2. Comparison between the overall and weighted ratio of non-supine apnea-hypopnea index (AHI) to supine AHI (NS/S-AHI ratio). The mean value of the weighted NS/S-AHI ratio did not differ significantly from the overall ratio (A). However, three outliers (2.7%) were found beyond ±2 standard deviations (SDs) from the mean difference between these two ratios (B, C). None of these outliers represented position dependency based on the overall NS/S-AHI ratio. When the weighted NS/S-AHI ratio was applied, one case (number 4.1) was identified as having positional dependency. The other two cases also demonstrated noticeable changes in their values; however, their positional dependency status did not change, according to the 0.5 criterion (C).

  • Fig. 3. Agreement between the overall and weighted ratio of non-supine apnea-hypopnea index (AHI) to supine AHI (NS/S-AHI ratio) ratios according to the severity of obstructive sleep apnea. In patients with mild to moderate obstructive sleep apnea (n=49), poor agreement was observed (Lin concordance correlation coefficient [CCC], 0.69; 95% confidence interval [CI], 0.52–0.81; A). In contrast, substantial agreement was found in patients with severe obstructive sleep apnea (n=62; CCC, 0.99; 95% CI, 0.98–0.99; B).


Reference

1. Nair SC, Arjun P, Azeez AK, Nair S. Proportion of rapid eye movement sleep related obstructive sleep apnea (REM related OSA) in patients with sleep disordered breathing: a cross sectional study. Lung India. 2022; Jan-Feb. 39(1):38–43.
2. American Academy of Sleep Medicine. Sleep-related breathing disorders in adults: recommendations for syndrome definition and measurement techniques in clinical research: the report of an American Academy of Sleep Medicine Task Force. Sleep. 1999; Aug. 22(5):667–89.
3. Kapur VK, Auckley DH, Chowdhuri S, Kuhlmann DC, Mehra R, Ramar K, et al. Clinical practice guideline for diagnostic testing for adult obstructive sleep apnea: an American Academy of Sleep Medicine Clinical Practice Guideline. J Clin Sleep Med. 2017; Mar. 13(3):479–504.
4. Young T, Skatrud J, Peppard PE. Risk factors for obstructive sleep apnea in adults. JAMA. 2004; Apr. 291(16):2013–6.
5. Uzer F, Toptas AB, Okur U, Bozkurt S, Dogrul E, Turhan M, et al. Comparison of positional and rapid eye movement-dependent sleep apnea syndromes. Ann Thorac Med. 2018; Jan-Mar. 13(1):42–7.
6. Steffen A, Maibucher L, Konig IR. Supine position and REM dependence in obstructive sleep apnea : critical model considerations. HNO. 2017; Jan. 65(Suppl 1):52–8.
7. Cartwright RD. Effect of sleep position on sleep apnea severity. Sleep. 1984; 7(2):110–4.
8. Lee SC, Kim DE, Hwangbo Y, Song ML, Yang KI, Cho YW. Does REM sleep-dependent obstructive sleep apnea have clinical significance. Int J Environ Res Public Health. 2022; Oct. 19(21):14147.
9. Berry RB, Budhiraja R, Gottlieb DJ, Gozal D, Iber C, Kapur VK, et al. Rules for scoring respiratory events in sleep: update of the 2007 AASM Manual for the Scoring of Sleep and Associated Events. Deliberations of the Sleep Apnea Definitions Task Force of the American Academy of Sleep Medicine. J Clin Sleep Med. 2012; Oct. 8(5):597–619.
10. Mador MJ, Kufel TJ, Magalang UJ, Rajesh SK, Watwe V, Grant BJ. Prevalence of positional sleep apnea in patients undergoing polysomnography. Chest. 2005; Oct. 128(4):2130–7.
11. Lee CH, Kim SW, Han K, Shin JM, Hong SL, Lee JE, et al. Effect of uvulopalatopharyngoplasty on positional dependency in obstructive sleep apnea. Arch Otolaryngol Head Neck Surg. 2011; Jul. 137(7):675–9.
12. Kakkar RK, Berry RB. Positive airway pressure treatment for obstructive sleep apnea. Chest. 2007; Sep. 132(3):1057–72.
13. Chang JL, Goldberg AN, Alt JA, Mohammed A, Ashbrook L, Auckley D, et al. International Consensus Statement on Obstructive Sleep Apnea. Int Forum Allergy Rhinol. 2023; Jul. 13(7):1061–482.
14. Nelson B, Wiles A. A more expansive approach to obstructive sleep apnea: multiple studies have linked poor sleep to cancer and other negative health outcomes; in part 2 of a 2-part series, we explore how sleep apnea diagnostics and interventions have expanded to include more patients and new treatment options.: multiple studies have linked poor sleep to cancer and other negative health outcomes; in part 2 of a 2-part series, we explore how sleep apnea diagnostics and interventions have expanded to include more patients and new treatment options. Cancer Cytopathol. 2022; Mar. 130(3):168–9.
15. ALQarni AS, Turnbull CD, Morrell MJ, Kelly JL. Efficacy of vibrotactile positional therapy devices on patients with positional obstructive sleep apnoea: a systematic review and meta-analysis. Thorax. 2023; Nov. 78(11):1126–34.
16. Liu Y, Su C, Liu R, Lei G, Zhang W, Yang T, et al. NREM-AHI greater than REM-AHI versus REM-AHI greater than NREM-AHI in patients with obstructive sleep apnea: clinical and polysomnographic features. Sleep Breath. 2011; Sep. 15(3):463–70.
17. Lee SA, Paek JH, Chung YS, Kim WS. Clinical features in patients with positional obstructive sleep apnea according to its subtypes. Sleep Breath. 2017; Mar. 21(1):109–17.
18. Marklund M, Persson M, Franklin KA. Treatment success with a mandibular advancement device is related to supine-dependent sleep apnea. Chest. 1998; Dec. 114(6):1630–5.
19. Iannella G, Magliulo G, Lo Iacono CA, Bianchi G, Polimeni A, Greco A, et al. Positional obstructive sleep apnea syndrome in elderly patients. Int J Environ Res Public Health. 2020; Feb. 17(3):1120.
20. Dieltjens M, Braem MJ, Van de Heyning PH, Wouters K, Vanderveken OM. Prevalence and clinical significance of supine-dependent obstructive sleep apnea in patients using oral appliance therapy. J Clin Sleep Med. 2014; Sep. 10(9):959–64.
21. Ahn HK, Kang YJ, Yoon W, Shin HW. Analysing the impact of body position shift on sleep architecture and stage transition: a comprehensive multidimensional study using event-synchronised polysomnography data. J Sleep Res. 2023; Dec. 11. [Epub]. https://doi.org/10.1111/jsr.14115.
22. Rey M, Philip-Joet F, Reynaud M, Porri F, Saadjian M, Arnaud A. Relation between polysomnographic parameters and apnea index in obstructive sleep apnea syndrome. Respiration. 1994; 61(1):14–8.
23. Bignold JJ, Mercer JD, Antic NA, McEvoy RD, Catcheside PG. Accurate position monitoring and improved supine-dependent obstructive sleep apnea with a new position recording and supine avoidance device. J Clin Sleep Med. 2011; Aug. 7(4):376–83.
24. Frank MH, Ravesloot MJ, van Maanen JP, Verhagen E, de Lange J, de Vries N. Positional OSA part 1: towards a clinical classification system for position-dependent obstructive sleep apnoea. Sleep Breath. 2015; May. 19(2):473–80.
25. Sunwoo WS, Hong SL, Kim SW, Park SJ, Han DH, Kim JW, et al. Association between positional dependency and obstruction site in obstructive sleep apnea syndrome. Clin Exp Otorhinolaryngol. 2012; Dec. 5(4):218–21.
26. Tschopp S, Wimmer W, Caversaccio M, Borner U, Tschopp K. Night-to-night variability in obstructive sleep apnea using peripheral arterial tonometry: a case for multiple night testing. J Clin Sleep Med. 2021; Sep. 17(9):1751–8.
Full Text Links
  • CEO
Actions
Cited
CITED
export Copy
Close
Share
  • Twitter
  • Facebook
Similar articles
Copyright © 2025 by Korean Association of Medical Journal Editors. All rights reserved.     E-mail: koreamed@kamje.or.kr