Ann Rehabil Med.  2017 Jun;41(3):426-433. 10.5535/arm.2017.41.3.426.

Effects of Capping of the Tracheostomy Tube in Stroke Patients With Dysphagia

Affiliations
  • 1Department of Physical Medicine and Rehabilitation, Myongji Hospital, Seonam University College of Medicine, Goyang, Korea. rallo1080@naver.com

Abstract


OBJECTIVE
To investigate the impact of tracheostomy tube capping on swallowing physiology in stroke patients with dysphagia via videofluoroscopic swallowing study (VFSS).
METHODS
This study was conducted as a prospective study that involved 30 stroke patients. Then, 4 mL semisolid swallowing was conducted with capping of the tracheostomy tube or without capping of the tracheostomy tube. The following five parameters were measured: laryngeal elevation, pharyngeal transit time, post-swallow pharyngeal remnant, upper esophageal sphincter width (UES), and penetration-aspiration scale (PAS) score.
RESULTS
On assessment of the differences in swallowing parameters during swallowing between "˜with capping' and "˜without capping' statuses, statistically significant differences were found in the post-swallow pharyngeal remnant (without capping, 48.19%±28.70%; with capping, 25.09%±19.23%; p<0.001), normalized residue ratio scale for the valleculae (without capping, 0.17±0.12; with capping, 0.09±0.12; p=0.013), normalized residue ratio scale for the piriform sinus (without capping, 0.16±0.12; with capping, 0.10±0.07; p=0.015), and UES width (without capping, 3.32±1.61 mm; with capping, 4.61±1.95 mm; p=0.003). However, there were no statistically significant differences in laryngeal elevation (x-axis without capping, 2.48±1.45 mm; with capping, 3.26±2.37 mm; y-axis without capping, 11.11±5.24 mm; with capping, 12.64±6.16 mm), pharyngeal transit time (without capping, 9.19± 10.14 s; with capping, 9.09±10.21 s), and PAS score (without capping, 4.94±2.83; with capping, 4.18±2.24).
CONCLUSION
Tracheostomy tube capping is a useful way to reduce post-swallow remnants and it can be considered an alternative method for alleviating dysphagia in stroke patients who can tolerate tracheostomy tube capping when post-swallow remnants are observed.

Keyword

Tracheostomy; Stroke; Deglutition disorders; Fluoroscopy

MeSH Terms

Deglutition
Deglutition Disorders*
Esophageal Sphincter, Upper
Fluoroscopy
Humans
Methods
Physiology
Prospective Studies
Pyriform Sinus
Stroke*
Tracheostomy*

Figure

  • Fig. 1 Laryngeal elevation: after setting the anterior-inferior margin of the 4th cervical vertebral body to 0, the y-axis was based on the vertical connecting line of the anterior-inferior margin of the 2nd cervical vertebral body, and the x-axis was defined as a line perpendicular to the y-axis. (A) Location of the hyoid bone before swallowing and (B) during swallowing, and the maximally elevated point of the hyoid bone.

  • Fig. 2 Post-swallow pharyngeal remnant: difference in the remnant amount (%) before and after swallowing measured with an AutoCAD 2D screen. (A) Remnant before swallowing. (B) Remnant after swallowing.

  • Fig. 3 Upper esophageal sphincter width: the maximal opening of the narrowest region of C3-6 measured with an AutoCAD 2D screen was measured in terms of the anteroposterior diameter (mm). (A) Before swallowing. (2) During swallowing.


Reference

1. Goldenberg D, Ari EG, Golz A, Danino J, Netzer A, Joachims HZ. Tracheotomy complications: a retrospective study of 1130 cases. Otolaryngol Head Neck Surg. 2000; 123:495–500. PMID: 11020193.
Article
2. Das P, Zhu H, Shah RK, Roberson DW, Berry J, Skinner ML. Tracheotomy-related catastrophic events: results of a national survey. Laryngoscope. 2012; 122:30–37. PMID: 22183626.
Article
3. Mann G, Hankey GJ, Cameron D. Swallowing disorders following acute stroke: prevalence and diagnostic accuracy. Cerebrovasc Dis. 2000; 10:380–386. PMID: 10971024.
Article
4. Falsetti P, Acciai C, Palilla R, Bosi M, Carpinteri F, Zingarelli A, et al. Oropharyngeal dysphagia after stroke: incidence, diagnosis, and clinical predictors in patients admitted to a neurorehabilitation unit. J Stroke Cerebrovasc Dis. 2009; 18:329–335. PMID: 19717014.
Article
5. Martino R, Foley N, Bhogal S, Diamant N, Speechley M, Teasell R. Dysphagia after stroke: incidence, diagnosis, and pulmonary complications. Stroke. 2005; 36:2756–2763. PMID: 16269630.
6. Bosel J. Tracheostomy in stroke patients. Curr Treat Options Neurol. 2014; 16:274. PMID: 24357462.
Article
7. Walcott BP, Kamel H, Castro B, Kimberly WT, Sheth KN. Tracheostomy after severe ischemic stroke: a population-based study. J Stroke Cerebrovasc Dis. 2014; 23:1024–1029. PMID: 24103666.
Article
8. Rabinstein AA, Wijdicks EF. Outcome of survivors of acute stroke who require prolonged ventilatory assistance and tracheostomy. Cerebrovasc Dis. 2004; 18:325–331. PMID: 15359100.
Article
9. Muz J, Mathog RH, Nelson R, Jones LA Jr. Aspiration in patients with head and neck cancer and tracheostomy. Am J Otolaryngol. 1989; 10:282–286. PMID: 2764241.
Article
10. DeVita MA, Spierer-Rundback L. Swallowing disorders in patients with prolonged orotracheal intubation or tracheostomy tubes. Crit Care Med. 1990; 18:1328–1330. PMID: 2245604.
Article
11. Bonanno PC. Swallowing dysfunction after tracheostomy. Ann Surg. 1971; 174:29–33. PMID: 5092509.
Article
12. Sasaki CT, Suzuki M, Horiuchi M, Kirchner JA. The effect of tracheostomy on the laryngeal closure reflex. Laryngoscope. 1977; 87(9 Pt 1):1428–1433. PMID: 895306.
Article
13. Leder SB, Ross DA. Incidence of vocal fold immobility in patients with dysphagia. Dysphagia. 2005; 20:163–167. discussion 168-9. PMID: 16172827.
Article
14. Gross RD, Steinhauer KM, Zajac DJ, Weissler MC. Direct measurement of subglottic air pressure while swallowing. Laryngoscope. 2006; 116:753–761. PMID: 16652083.
Article
15. Kim YK, Choi JH, Yoon JG, Lee JW, Cho SS. Improved dysphagia after decannulation of tracheostomy in patients with brain injuries. Ann Rehabil Med. 2015; 39:778–785. PMID: 26605176.
Article
16. Gross RD, Mahlmann J, Grayhack JP. Physiologic effects of open and closed tracheostomy tubes on the pharyngeal swallow. Ann Otol Rhinol Laryngol. 2003; 112:143–152. PMID: 12597287.
Article
17. Elpern EH, Borkgren Okonek M, Bacon M, Gerstung C, Skrzynski M. Effect of the Passy-Muir tracheostomy speaking valve on pulmonary aspiration in adults. Heart Lung. 2000; 29:287–293. PMID: 10900066.
Article
18. Stachler RJ, Hamlet SL, Choi J, Fleming S. Scintigraphic quantification of aspiration reduction with the Passy-Muir valve. Laryngoscope. 1996; 106(2 Pt 1):231–234. PMID: 8583860.
Article
19. Eibling DE, Gross RD. Subglottic air pressure: a key component of swallowing efficiency. Ann Otol Rhinol Laryngol. 1996; 105:253–258. PMID: 8604883.
Article
20. Rumbak MJ, Graves AE, Scott MP, Sporn GK, Walsh FW, Anderson WM, et al. Tracheostomy tube occlusion protocol predicts significant tracheal obstruction to air flow in patients requiring prolonged mechanical ventilation. Crit Care Med. 1997; 25:413–417. PMID: 9118655.
Article
21. Pearson WG Jr, Molfenter SM, Smith ZM, Steele CM. Image-based measurement of post-swallow residue: the normalized residue ratio scale. Dysphagia. 2013; 28:167–177. PMID: 23089830.
Article
22. Adzaku FK. The morphological and functional characteristics of the innervation of the subglottic mucosa of the larynx. Ann R Coll Surg Engl. 1980; 62:426–431. PMID: 7436302.
23. Leder SB, Tarro JM, Burrell MI. Effect of occlusion of a tracheotomy tube on aspiration. Dysphagia. 1996; 11:254–258. PMID: 8870353.
Article
24. Heitmiller RF, Tseng E, Jones B. Prevalence of aspiration and laryngeal penetration in patients with unilateral vocal fold motion impairment. Dysphagia. 2000; 15:184–187. PMID: 11014880.
Article
25. Alfonsi E, Merlo IM, Ponzio M, Montomoli C, Tassorelli C, Biancardi C, et al. An electrophysiological approach to the diagnosis of neurogenic dysphagia: implications for botulinum toxin treatment. J Neurol Neurosurg Psychiatry. 2010; 81:54–60. PMID: 19762326.
Article
26. Eisenhuber E, Schima W, Schober E, Pokieser P, Stadler A, Scharitzer M, et al. Videofluoroscopic assessment of patients with dysphagia: pharyngeal retention is a predictive factor for aspiration. AJR Am J Roentgenol. 2002; 178:393–398. PMID: 11804901.
27. Kim JC, Kim JS, Jung JH, Kim YK. The effect of balloon dilatation through Video-Fluoroscopic Swallowing Study (VFSS) in stroke patients with cricopharyngeal dysfunction. J Korean Acad Rehabil Med. 2011; 35:23–26.
28. Kim YK, Choi SS, Choi JH, Yoon JG. Effectiveness of rehabilitative balloon swallowing treatment on upper esophageal sphincter relaxation and pharyngeal motility for neurogenic dysphagia. Ann Rehabil Med. 2015; 39:524–534. PMID: 26361588.
Article
29. Haapaniemi JJ, Laurikainen EA, Pulkkinen J, Marttila RJ. Botulinum toxin in the treatment of cricopharyngeal dysphagia. Dysphagia. 2001; 16:171–175. PMID: 11453562.
Article
30. Ahsan SF, Meleca RJ, Dworkin JP. Botulinum toxin injection of the cricopharyngeus muscle for the treatment of dysphagia. Otolaryngol Head Neck Surg. 2000; 122:691–695. PMID: 10793348.
Article
31. Dodds WJ, Logemann JA, Stewart ET. Radiologic assessment of abnormal oral and pharyngeal phases of swallowing. AJR Am J Roentgenol. 1990; 154:965–974. PMID: 2108570.
Article
32. Cook IJ, Dodds WJ, Dantas RO, Massey B, Kern MK, Lang IM, et al. Opening mechanisms of the human upper esophageal sphincter. Am J Physiol. 1989; 257(5 Pt 1):G748–G759. PMID: 2596608.
Article
33. Logemann JA, Pauloski BR, Rademaker AW, Colangelo LA, Kahrilas PJ, Smith CH. Temporal and biomechanical characteristics of oropharyngeal swallow in younger and older men. J Speech Lang Hear Res. 2000; 43:1264–1274. PMID: 11063246.
Article
34. Kang JY, Choi KH, Yun GJ, Kim MY, Ryu JS. Does removal of tracheostomy affect dysphagia? A kinematic analysis. Dysphagia. 2012; 27:498–503. PMID: 22327860.
Article
35. Leder SB, Joe JK, Hill SE, Traube M. Effect of tracheotomy tube occlusion on upper esophageal sphincter and pharyngeal pressures in aspirating and nonaspirating patients. Dysphagia. 2001; 16:79–82. PMID: 11305225.
Article
Full Text Links
  • ARM
Actions
Cited
CITED
export Copy
Close
Share
  • Twitter
  • Facebook
Similar articles
Copyright © 2024 by Korean Association of Medical Journal Editors. All rights reserved.     E-mail: koreamed@kamje.or.kr